To learn more about the professional history of our financial advisor(s), please visit FINRA’s BrokerCheck.

THE FSC SECURITIES PERSPECTIVE

Whether you’re a wirehouse veteran ready to take more control, an independent advisor looking for greater service and support, or a commissioned advisor interested in transitioning to a fee-based business model, FSC offers you the freedom to run your practice as you see fit in a collaborative culture.

A Commitment to Supporting and Empowering Independence

Since our first days as a company in 1958, we have been unconditionally committed as a firm to strengthening and supporting the advisors we serve. In fact, to ensure that you have the power you need and the right tools to get the job done we do something radical in this industry: we listen to you. Your input helps shape what we do and how we do it. And then if what we do can be improved, we won’t stop until exactly what’s needed is done. It’s a commitment.

The results reflect this approach. More than 1,200 advisors call FSC home and they boast an average annual GDC in excess of $261,000 with a total of $38 billion in client assets under management. With an impressive retention rate and an average tenure of 10.6 years, we find that when advisors find us, they stay and tend to stay for a long time. For nearly 60 years, FSC has been the first choice for advisors.

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When an advisor selects to affiliate with FSC, they tend to stay for a very long time—on average for well over a decade and often to the end of their career.

Top producers—and our advisors average over $261,000 in annual GDC—like what they’ve found at FSC because of the culture of collaboration and support.

Flexibility, Tools and Options That Put Advisors in Control

FSC puts advisors in control by providing them with flexibility to run their business the way they want. We want you to do business your way. While many broker-dealers offer narrow definitions of what open architecture means to them, we are focused on what it means to you. We understand that you have a vision to take your already successful practice to an even better place. The bottom line is that you know the best way to manage your own business.

Your ability to excel in your practice is tied to having the right tools to get the job done. That’s why FSC is dedicated to developing sophisticated programs, technologies and guardrails necessary for success. These include a suite of solutions for business planning, streamlined offices, portfolio management, and a wide range of powerful resources integrated into one dynamic resource center.

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Our liberating “open architecture” approach is designed to maximize your flexibility and support so that it fits the way you want to do business.

Choose from a wide range of affiliation options and we’ll help ensure that you are in your comfort zone: Independent, Branch or RIA models.

We Put Advisors First and Then Provide Extraordinary Support

We are confident that the financial professionals we serve enjoy the best of all worlds—big-firm resources with small-firm attention. That’s because we are part of one of the largest truly independent broker-dealer networks in the industry and yet have maintained a family feel with a genuine open-door policy that encourages advisor input and helps shape the firm’s direction. In every way, FSC is advisor-centric.

We never take our commitment to supporting advisors lightly. As an FSC advisor you can count on advanced technology, business-building support, learning opportunities, coaching and training, and extensive product listings. Our support begins at the moment you choose to join our team and continues throughout your career with us and even beyond. Now the industry standards, our succession and continuity programs help you reap the rewards of a job well done.

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Our exclusive VISION2020 Portal integrates all of our online resources into one cohesive application so you can provide the highest levels of client service.

Our Investment Advisory Services team delivers investment solutions through a web-based, advisory platform featuring institutional-grade model portfolios.

A Proud Member of One of the Premier Broker-Dealer Networks

FSC Securities is a member of Advisor Group, among the most significant networks of independent broker-dealers in the United States. Along with the other member firms—Royal Alliance Associates, SagePoint Financial, and Woodbury Financial Services—FSC fosters an entrepreneurial spirit of independence that is exemplified by a combined 5,000 experienced and knowledgeable affiliated advisors. There is strength in numbers.

Advisor Group lists over $1.3 billion in cumulative gross revenue with $164 billion in total client assets as of year-end 2014. Led by President & CEO Erica McGinnis, the company boasts an impressive 97% advisor retention rate with an average tenure of nearly 10 years. Our firms enjoy the strength and backing of one the most significant broker-dealer networks in the industry.

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Our client assets under management are on the grow. That’s because successful advisors like you join our ranks regularly for a fresh broker-dealer experience.

FSC knows power from beginning to end. Backed by Advisor Group, our advisors enjoy the stability of one of the most powerful broker-dealer networks.

Join one of our offices

Although we have several affiliation options available, perhaps the best fit for you is joining one of our existing and successful offices. Here is a map of where each FSC-affiliated office is located, a brief snapshot about it, and how you can explore being part of their team.

Let’s have a conversation

We understand that making a move is a big change. By providing us with a little information about you and your background, we can propose solutions customized for your situation. Please complete and submit the form below and we will be in touch very soon.

 

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