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Frequently Asked Questions


Does FSC allow an advisor to have his/her own RIA?
FSC allows their advisors the flexibility of having his or her own RIA, or the ability to operate under the firm's Corporate RIA.

How much does it cost to affiliate with FSC?
FSC's weekly affiliation fee is $70. This fee covers advisors for Errors and Omission Insurance, FINRA fidelity bond, FINRA affiliation and branch office fee, SIPC coverage lost, and technology fees.

Does FSC have a minimum production requirement?
FSC has a requirement of $100,000 of previous 12 months trailing gross dealer concessions.

What is FSC's payout?
FSC offers a competitive payout among the industry leaders.

Can I work out of my home office or does FSC have space in an office?
FSC has over 1,700 registered advisors throughout the U.S. You are welcome to work out of your home or contact us to find an office near you.

Who is FSC's clearing agent for brokerage accounts?
FSC offers brokerage clearing support through Pershing, LLC, the world’s largest provider of brokerage services to independent professionals.

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Securities and advisory services offered through FSC Securities Corporation, member FINRA, SIPC, and a Registered Investment Adviser.

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